Internet-Draft GCM-SST December 2024
Campagna, et al. Expires 20 June 2025 [Page]
Workgroup:
Crypto Forum
Internet-Draft:
draft-mattsson-cfrg-aes-gcm-sst-11
Published:
Intended Status:
Informational
Expires:
Authors:
M. Campagna
Amazon Web Services
A. Maximov
Ericsson
J. Preuß Mattsson
Ericsson

Galois Counter Mode with Secure Short Tags (GCM-SST)

Abstract

This document defines the Galois Counter Mode with Secure Short Tags (GCM-SST) Authenticated Encryption with Associated Data (AEAD) algorithm. GCM-SST can be used with any keystream generator, not just 128-bit block ciphers. The main differences from GCM are the use of an additional subkey Q, the derivation of fresh subkeys H and Q for each nonce, and the replacement of the GHASH function with the POLYVAL function from AES-GCM-SIV. This enables truncated tags with near-ideal forgery probabilities, even against multiple forgery attacks, which are significant security improvements over GCM. GCM-SST is designed for unicast security protocols with replay protection and addresses the strong industry demand for fast encryption with less overhead and secure short tags. This document registers several instances of GCM-SST using Advanced Encryption Standard (AES) and Rijndael-256-256.

About This Document

This note is to be removed before publishing as an RFC.

The latest revision of this draft can be found at https://emanjon.github.io/draft-mattsson-cfrg-aes-gcm-sst/draft-mattsson-cfrg-aes-gcm-sst.html. Status information for this document may be found at https://datatracker.ietf.org/doc/draft-mattsson-cfrg-aes-gcm-sst/.

Discussion of this document takes place on the Crypto Forum Research Group mailing list (mailto:cfrg@ietf.org), which is archived at https://mailarchive.ietf.org/arch/search/?email_list=cfrg. Subscribe at https://www.ietf.org/mailman/listinfo/cfrg/.

Source for this draft and an issue tracker can be found at https://github.com/emanjon/draft-mattsson-cfrg-aes-gcm-sst.

Status of This Memo

This Internet-Draft is submitted in full conformance with the provisions of BCP 78 and BCP 79.

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This Internet-Draft will expire on 20 June 2025.

Table of Contents

1. Introduction

Advanced Encryption Standard (AES) in Galois Counter Mode (AES-GCM) [GCM] is a widely used AEAD algorithm [RFC5116] due to its attractive performance in both software and hardware as well as its provable security. During the NIST standardization, Ferguson pointed out two weaknesses in the GCM authentication function [Ferguson], particularly problematic when short tags are used. The first weakness significantly increases the probability of successful forgery. The second weakness reveals the subkey H if an attacker succeeds in creating forgeries. Once H is known, the attacker can consistently forge subsequent messages, drastically increasing the probability of multiple successful forgeries.

In a comment to NIST, Nyberg et al. [Nyberg] explained how small changes based on proven theoretical constructions mitigate these weaknesses. Unfortunately, NIST did not follow the advice from Nyberg et al. and instead specified additional requirements for use with short tags in Appendix C of [GCM]. NIST did not give any motivations for the parameter choices or the assumed security levels. Mattsson et al. [Mattsson] later demonstrated that attackers can almost always obtain feedback on the success or failure of forgery attempts, contradicting the assumptions NIST made for short tags. Furthermore, NIST appears to have relied on non-optimal attacks when calculating the parameters. Rogaway [Rogaway] criticizes the use of GCM with short tags and recommends prohibiting tags shorter than 96 bits. Reflecting the critique, NIST is planning to remove support for GCM with tags shorter than 96 bits [Revise]. While Counter with CBC-MAC (CCM) [RFC5116] with short tags has forgery probabilities close to ideal, its performance is lower than that of GCM.

Short tags are widely used, 32-bit tags are standard in most radio link layers including 5G [Sec5G], 64-bit tags are very common in transport and application layers of the Internet of Things, and 32-, 64-, and 80-bit tags are common in media-encryption applications. Audio packets are small, numerous, and ephemeral. As such, they are highly sensitive to cryptographic overhead, but as each packet typically encodes only 20 ms of audio, forgery of individual packets is not a big concern and barely noticeable. Due to its weaknesses, GCM is typically not used with short tags. The result is either decreased performance from larger than needed tags [MoQ], or decreased performance from using much slower constructions such as AES-CTR combined with HMAC [RFC3711][RFC9605]. Short tags are also useful to protect packets whose payloads are secured at higher layers, protocols where the security is given by the sum of the tag lengths, and in constrained radio networks, where the low bandwidth preclude many repeated trial. For all applications of short tags it is essential that the MAC behaves like an ideal MAC, i.e., the forgery probability is ≈ 2-tag_length even after many generated MACs, many forgery attempts, and after a successful forgery. Users and implementors of cryptography expect that MACs behaves like ideal MACs. For a comprehensive discussion on the use cases and requirements of short tags, see [Comments38B].

This document defines the Galois Counter Mode with Secure Short Tags (GCM-SST) Authenticated Encryption with Associated Data (AEAD) algorithm following the recommendations from Nyberg et al. [Nyberg]. GCM-SST is defined with a general interface, allowing it to be used with any keystream generator, not just 128-bit block ciphers. The main differences from GCM [GCM] are the introduction of an additional subkey Q, the derivation of fresh subkeys H and Q for each nonce, and the replacement of the GHASH function with the POLYVAL function from AES-GCM-SIV [RFC8452], see Section 3. These changes enable truncated tags with near-ideal forgery probabilities, even against multiple forgery attacks, see Section 5. GCM-SST is designed for use in unicast security protocols with replay protection, where its authentication tag behaves like an ideal MAC. Its performance is similar to GCM [GCM], with the two additional AES invocations compensated by the use of POLYVAL, the ”little-endian version” of GHASH, which is faster on little-endian architectures. GCM-SST retains the additive encryption characteristic of GCM, which enables efficient implementations on modern processor architectures, see [Gueron] and Section 2.4 of [GCM-Update].

This document also registers several GCM-SST instances using Advanced Encryption Standard (AES) [AES] and Rijndael with 256-bit keys and blocks (Rijndael-256-256) [Rijndael] in counter mode as keystream generators and with tag lengths of 32, 64, 96, and 112 bits, see Section 4. The authentication tags in all registered GCM-SST instances behave like ideal MACs, which is not the case at all for GCM [GCM]. 3GPP has standardized the use of Rijndael-256-256 for authentication and key generation in 3GPP TS 35.234–35.237 [WID23]. NIST is anticipated to standardize Rijndael-256-256 [Options], although there might be revisions to the key schedule.

GCM-SST was originally developed by ETSI SAGE, under the name Mac5G, following a request from 3GPP, with several years of discussion and refinement contributing to its design [SAGE23][SAGE24]. Mac5G is constructed similarly to the integrity algorithms used for SNOW 3G [UIA2] and ZUC [EIA3]. 3GPP has decided to standardize GCM-SST for use with AES-256 [AES], SNOW 5G [SNOW], and ZUC-256 [ZUC] in 3GPP TS 35.240–35.248 [WID24].

2. Conventions and Definitions

The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in BCP 14 [RFC2119] [RFC8174] when, and only when, they appear in all capitals, as shown here.

The following notation is used in the document:

3. Galois Counter Mode with Secure Short Tags (GCM-SST)

This section defines the Galois Counter Mode with Secure Short Tags (GCM-SST) AEAD algorithm following the recommendations from Nyberg et al. [Nyberg]. GCM-SST is defined with a general interface so that it can be used with any keystream generator, not just a 128-bit block cipher.

GCM-SST adheres to an AEAD interface [RFC5116] and the encryption function takes four variable-length octet string parameters. A secret key K, a nonce N, the associated data A, and a plaintext P. The keystream generator is instantiated with K and N. The keystream MAY depend on P and A. The minimum and maximum lengths of all parameters depend on the keystream generator. The keystream generator produces a keystream Z consisting of 128-bit chunks where the first three chunks Z[0], Z[1], and Z[2] are used as the three subkeys H, Q, and M. The following keystream chunks Z[3], Z[4], ..., Z[n + 2] are used to encrypt the plaintext. Instead of GHASH [GCM], GCM-SST makes use of the POLYVAL function from AES-GCM-SIV [RFC8452], which results in more efficient software implementations on little-endian architectures. GHASH and POLYVAL can be defined in terms of one another [RFC8452]. The subkeys H and Q are field elements used in POLYVAL while the subkey M is used for the final masking of the tag. Both encryption and decryption are only defined on inputs that are a whole number of octets. Figures illustrating the GCM-SST encryption and decryption functions can be found in [SST1], [SST2], and [Inoue].

For every computational procedure that is specified in this document, a conforming implementation MAY replace the given set of steps with any mathematically equivalent set of steps. In other words, different procedures that produce the correct output for every input are permitted.

3.1. Authenticated Encryption Function

The encryption function Encrypt(K, N, A, P) encrypts a plaintext and returns the ciphertext along with an authentication tag that verifies the authenticity of the plaintext and associated data, if provided.

Prerequisites and security:

  • The key MUST be randomly chosen from a uniform distribution.

  • For a given key, a nonce MUST NOT be reused under any circumstances.

  • Each key MUST be restricted to a single tag_length.

  • Definitions of supported input-output lengths.

Inputs:

  • Key K (variable-length octet string)

  • Nonce N (variable-length octet string)

  • Associated data A (variable-length octet string)

  • Plaintext P (variable-length octet string)

Outputs:

  • Ciphertext ct (variable-length octet string)

  • Tag tag (octet string with length tag_length)

Steps:

  1. If the lengths of K, N, A, P are not supported return error and abort

  2. Initiate keystream generator with K and N

  3. Let H = Z[0], Q = Z[1], M = Z[2]

  4. Let ct = P ⊕ truncate(Z[3:n + 2], len(P))

  5. Let S = zeropad(A) || zeropad(ct)

  6. Let L = LE64(len(ct)) || LE64(len(A))

  7. Let X = POLYVAL(H, S[0], S[1], ...)

  8. Let full_tag = POLYVAL(Q, X ⊕ L) ⊕ M

  9. Let tag = truncate(full_tag, tag_length)

  10. Return (ct, tag)

3.2. Authenticated Decryption Function

The decryption function Decrypt(K, N, A, ct, tag) decrypts a ciphertext, verifies that the authentication tag is correct, and returns the plaintext on success or an error if the tag verification failed.

Prerequisites and security:

  • The calculation of the plaintext P (step 10) MAY be done in parallel with the tag verification (step 3-9). If the tag verification fails, the plaintext P and the expected_tag MUST NOT be given as output.

  • Each key MUST be restricted to a single tag_length.

  • Definitions of supported input-output lengths.

Inputs:

  • Key K (variable-length octet string)

  • Nonce N (variable-length octet string)

  • Associated data A (variable-length octet string)

  • Ciphertext ct (variable-length octet string)

  • Tag tag (octet string with length tag_length)

Outputs:

  • Plaintext P (variable-length octet string) or an error indicating that the authentication tag is invalid for the given inputs.

Steps:

  1. If the lengths of K, N, A, or ct are not supported, or if len(tag) != tag_length return error and abort

  2. Initiate keystream generator with K and N

  3. Let H = Z[0], Q = Z[1], M = Z[2]

  4. Let S = zeropad(A) || zeropad(ct)

  5. Let L = LE64(len(ct)) || LE64(len(A))

  6. Let X = POLYVAL(H, S[0], S[1], ...)

  7. Let full_tag = POLYVAL(Q, X ⊕ L) ⊕ M

  8. Let expected_tag = truncate(full_tag, tag_length)

  9. If tag != expected_tag, return error and abort

  10. Let P = ct ⊕ truncate(Z[3:n + 2], len(ct))

  11. If N passes replay protrection, return P

The comparison of tag and expected_tag in step 9 MUST be performed in constant time to prevent any information leakage about the position of the first mismatched byte. For a given key, a plaintext MUST NOT be returned unless it is certain that a plaintext has not been returned for the same nonce. Replay protection can be performed either before step 1 or during step 11.

3.3. Encoding (ct, tag) Tuples

Applications MAY keep the ciphertext and the authentication tag in distinct structures or encode both as a single octet string C. In the latter case, the tag MUST immediately follow the ciphertext ct:

C = ct || tag

4. AES and Rijndael-256-256 in GCM-SST

This section defines Advanced Encryption Standard (AES) and Rijndael with 256-bit keys and blocks (Rijndael-256-256) [Rijndael] in Galois Counter Mode with Secure Short Tags.

4.1. AES-GCM-SST

When GCM-SSM is instantiated with AES (AES-GCM-SST), the keystream generator is AES in counter mode

Z[i] = ENC(K, N || BE32(i))

where ENC is the AES Cipher function [AES]. Big-endian counters align with existing implementations of counter mode.

4.2. Rijndael-GCM-SST

When GCM-SST is instantiated with Rijndael-256-256 (Rijndael-GCM-SST), the keystream generator is Rijndael-256-256 in counter mode

Z[2i] = ENC(K, N || BE32(i))[0]

Z[2i+1] = ENC(K, N || BE32(i))[1]

where ENC is the Rijndael-256-256 Cipher function [Rijndael].

4.3. AEAD Instances and Constraints

We define twelve AEAD instances, in the format of [RFC5116], that use AES-GCM-SST and Rijndael-GCM-SST with tag lengths of 32, 64, 96, and 112 bits. The key length and tag length are related to different security properties, and an application encrypting audio packets with small tags might require 256-bit confidentiality.

Table 1: AEAD Algorithms
Name K_LEN (bytes) P_MAX = A_MAX (bytes) tag_length (bits)
AEAD_AES_128_GCM_SST_4 16 236 - 48 32
AEAD_AES_128_GCM_SST_8 16 236 - 48 64
AEAD_AES_128_GCM_SST_12 16 235 96
AEAD_AES_128_GCM_SST_14 16 219 112
AEAD_AES_256_GCM_SST_4 32 236 - 48 32
AEAD_AES_256_GCM_SST_8 32 236 - 48 64
AEAD_AES_256_GCM_SST_12 32 235 96
AEAD_AES_256_GCM_SST_14 32 219 112
AEAD_RIJNDAEL_GCM_SST_4 32 236 - 48 32
AEAD_RIJNDAEL_GCM_SST_8 32 236 - 48 64
AEAD_RIJNDAEL_GCM_SST_12 32 235 96
AEAD_RIJNDAEL_GCM_SST_14 32 219 112

Common parameters for the six AEAD instances:

  • N_MIN = N_MAX (minimum and maximum size of the nonce) is 12 octets for AES, while for Rijndael-256-256, it is 28 bytes.

  • C_MAX (maximum size of the ciphertext and tag) is P_MAX + tag_length (in bytes)

The maximum size of the plaintext (P_MAX) and the maximum size of the associated data (A_MAX) have been lowered from GCM [RFC5116]. To enable forgery probability close to ideal, even with maximum size plaintexts and associated data, we set P_MAX = A_MAX = min(2131 - tag_length, 236 - 48). Security protocols employing GCM-SST MAY impose stricter limits on P_MAX and A_MAX. Just like [RFC5116], AES-GCM-SST and Rijndael-GCM-SST only allow a fixed nonce length (N_MIN = N_MAX) of 96-bit and 224-bits respectively. For the AEAD algorithms in Table 1 the worst-case forgery probability is bounded by ≈ 2-tag_length [Nyberg]. This is true for all allowed plaintext and associated data lengths.

For a given key, the number of invocations q of the encryption function SHALL NOT exceed 232. Similarly, for a given key, the number of invocations v of the decryption function SHALL NOT exceed 248 for AES-GCM-SST, and 288 for Rijndael-GCM-SST. These constraints on v ensure that the Bernstein bound factor δ remains approximately 1 for Rijndael-GCM-SST at all times and for AES-GCM-SST in protocols where P_MAX = 216, see Section 5.

5. Security Considerations

GCM-SST introduces an additional subkey Q, alongside the subkey H. The inclusion of Q enables truncated tags with forgery probabilities close to ideal. Both H and Q are derived for each nonce, which significantly decreases the probability of multiple successful forgeries. These changes are based on proven theoretical constructions and follows the recommendations in [Nyberg]. Inoue et al. [Inoue] prove that GCM-SST is a provably secure authenticated encryption mode, with security guaranteed for evaluations under fresh nonces, even if some earlier nonces have been reused.

GCM-SST is designed for use in unicast security protocols with replay protection. Every key MUST be randomly chosen from a uniform distribution. GCM-SST MUST be used in a nonce-respecting setting: for a given key, a nonce MUST only be used once in the encryption function and only once in a successful decryption function call. The nonce MAY be public or predictable. It can be a counter, the output of a permutation, or a generator with a long period. GCM-SST MUST NOT be used with random nonces [Collision] and MUST be used with replay protection. Reuse of nonces in successful encryption and decryption function calls enable universal forgery [Lindell][Inoue]. For a given tag length, GCM-SST has stricly better security properties than GCM. GCM allows universal forgery with lower complexity than GCM-SST, even when nonces are not reused. Implementations SHOULD add randomness to the nonce by XORing a unique number like a sequence number with a per-key random secret salt of the same length as the nonce. This significantly improves security against precomputation attacks and multi-key attacks [Bellare] and is for example implemented in TLS 1.3 [RFC8446], OSCORE [RFC8613], and [Ascon]. By increasing the nonce length from 96 bits to 224 bits, Rijndael-256-256-GCM-SST can offer significantly greater security against precomputation and multi-key attacks compared to AES-256-GCM-SST. GCM-SST SHOULD NOT be used in multicast or broadcast scenarios. While GCM-SST offers better security properties than GCM for a given tag length in such contexts, it does not behave like an ideal MAC.

The GCM-SST tag_length SHOULD NOT be smaller than 4 bytes and cannot be larger than 16 bytes. Let ℓ = (P_MAX + A_MAX) / 16 + 1. When tag_length < 128 - log2(ℓ) bits, the worst-case forgery probability is bounded by ≈ 2-tag_length [Nyberg]. The tags in the AEAD algorithms listed in Section 4.3 therefore have an almost perfect security level. This is significantly better than GCM where the security level is only tag_length - log2(ℓ) bits [GCM]. For a graph of the forgery probability, refer to Fig. 3 in [Inoue]. As one can note, for 128-bit tags and long messages, the forgery probability is not close to ideal and similar to GCM [GCM]. If tag verification fails, the plaintext and expected_tag MUST NOT be given as output. In GCM-SST, the full_tag is independent of the specified tag length unless the application explicitly incorporates tag length into the keystream or the nonce.

The expected number of forgeries, when tag_length < 128 - log2(ℓ) bits, depends on the keystream generator. For an ideal keystream generator, the expected number of forgeries is ≈ v / 2tag_length, where v is the number of decryption queries, which is ideal. For AES-GCM-SST, the expected number of forgeries is ≈ δ128 ⋅ v / 2tag_length, where the Bernstein bound factor δb ⪅ 1 + (q + v)2 ⋅ ℓ2 / 2b+1, which is near-ideal. This far outperforms AES-GCM, where the expected number of forgeries is ≈ δ128 ⋅ v2 ⋅ ℓ / 2tag_length+1. For Rijndael-GCM-SST, the expected number of forgeries is ≈ δ256 ⋅ v / 2tag_length ≈ v / 2tag_length, which is ideal. For further details on the integrity advantages and expected number of forgeries for GCM and GCM-SST, see [Iwata], [Inoue], [Bernstein], and [Multiple]. BSI states that an ideal MAC with a 96-bit tag length is considered acceptable for most applications [BSI], a requirement that AES-GCM-SST with 96-bit tags satisfies when δ ≈ 1. Achieving a comparable level of security with GCM, CCM, or Poly1305 is nearly impossible.

The confidentiality offered by AES-GCM-SST against passive attackers is equal to AES-GCM [GCM] and given by the birthday bound. Regardless of key length, an attacker can mount a distinguishing attack with a complexity of approximately 2129 / q, where q is the number of invocations of the AES encryption function. In contrast, the confidentiality offered by Rijndael-256-256-GCM-SST against passive attackers is significantly higher. The complexity of distinguishing attacks for Rijndael-256-256-GCM-SST is approximately 2257 / q, where q is the number of invocations of the Rijndael-256-256 encryption function. While Rijndael-256-256 in counter mode can provide strong confidentiality for plaintexts much larger than 236 octets, GHASH and POLYVAL do not offer adequate integrity for long plaintexts. To ensure robust integrity for long plaintexts, an AEAD mode would need to replace POLYVAL with a MAC that has better security properties, such as a Carter-Wegman MAC in a larger field [Degabriele] or other alternatives such as [SMAC].

The confidentiality offered by AES-GCM-SST against active attackers is directly linked to the forgery probability. Depending on the protocol and application, forgeries can significantly compromise privacy, in addition to affecting integrity and authenticity. It MUST be assumed that attackers always receive feedback on the success or failure of their forgery attempts. Therefore, attacks on integrity, authenticity, and confidentiality MUST all be carefully evaluated when selecting an appropriate tag length.

In general, there is a very small possibility in GCM-SST that either or both of the subkeys H and Q are zero, so called weak keys. If H is zero, the authentication tag depends only on the length of P and A and not on their content. If Q is zero, the authentication tag does not depend on P and A. There are no obvious ways to detect this condition for an attacker, and the specification admits this possibility in favor of complicating the flow with additional checks and regeneration of values. In AES-GCM-SST, H and Q are generated with a permutation on different input, so H and Q cannot both be zero.

The details of the replay protection mechanism is determined by the security protocol utilizing GCM-SST. If the nonce includes a sequence number, it can be used for replay protection. Alternatively, a separate sequence number can be used, provided there is a one-to-one mapping between sequence numbers and nonces. The choice of a replay protection mechanism depends on factors such as the expected degree of packet reordering, as well as protocol and implementation details. For examples of replay protection mechanisms, see [RFC4303] and [RFC6479]. Implementing replay protection by requiring ciphertexts to arrive in order and terminating the connection if a single decryption fails is NOT RECOMMENDED as this approach reduces robustness and availability while exposing the system to denial-of-service attacks [Robust].

A comparision between AES-GCM-SST, AES-GCM [RFC5116], and ChaCha20-Poly1305 [RFC7539] in unicast security protocols with replay protection is presented in Table 2, where v represents the number of decryption queries and ℓ = (P_MAX + A_MAX) / 16 + 1, see [Iwata], [Procter], and [Multiple]. Additionally, Table 3 provides a comparison with AES-GCM and ChaCha20-Poly1305 in the context of protocols like QUIC [RFC9000][RFC9001], where the size of plaintext and associated data is less than ≈ 216 bytes, i.e. ℓ ≈ 212. When ℓ ≈ 212, AEAD_AES_128_GCM_SST_14 offers better confidentiality and integrity compared to AEAD_AES_128_GCM [RFC5116], while also reducing overhead by 2 bytes. Both algorithms provide similar security against passive attackers; however, AEAD_AES_128_GCM_SST_14 significantly enhances security against active attackers by reducing the expected number of successful forgeries. Similarly, AEAD_AES_128_GCM_SST_12 offers better integrity compared to AEAD_CHACHA20_POLY1305 [RFC7539], with a 4-byte reduction in overhead. For AES-GCM-SST and ChaCha20-Poly1305, the expected number of forgeries are linear in v when replay protection is employed. For AES-GCM, replay protection does not help, and the expected number of forgeries grows quadratically with v.

Table 2: Comparision between AES-GCM-SST, AES-GCM, and ChaCha20-Poly1305 in unicast security protocols with replay protection. v is the number of decryption queries, ℓ is the maximum length of plaintext and associated data, measured in 128-bit chunks, and δ is the Bernstein bound factor.
Name Forgery probability before first forgery Forgery probability after first forgery Expected number of forgeries
GCM ℓ / 2128 1 v2 ⋅ δ ⋅ ℓ / 2129
POLY1305 ℓ / 2103 ℓ / 2103 v ⋅ ℓ / 2103
GCM_SST_14 1 / 2112 1 / 2112 v ⋅ δ / 2112
GCM_SST_12 1 / 296 1 / 296 v ⋅ δ / 296
Table 3: Comparision between AES-GCM-SST, AES-GCM, and ChaCha20-Poly1305 in QUIC, where the maximum packet size is 65536 bytes.
Name Forgery probability before first forgery Forgery probability after first forgery Expected number of forgeries
GCM 1 / 2116 1 v2 ⋅ δ / 2117
POLY1305 1 / 291 1 / 291 v / 291
GCM_SST_14 1 / 2112 1 / 2112 v / 2112
GCM_SST_12 1 / 296 1 / 296 v / 296

6. IANA Considerations

IANA is requested to assign the entries in the first column of Table 1 to the "AEAD Algorithms" registry under the "Authenticated Encryption with Associated Data (AEAD) Parameters" heading with this document as reference.

7. References

7.1. Normative References

[AES]
"Advanced Encryption Standard (AES)", NIST Federal Information Processing Standards Publication 197, , <https://nvlpubs.nist.gov/nistpubs/FIPS/NIST.FIPS.197-upd1.pdf>.
[RFC2119]
Bradner, S., "Key words for use in RFCs to Indicate Requirement Levels", BCP 14, RFC 2119, DOI 10.17487/RFC2119, , <https://www.rfc-editor.org/rfc/rfc2119>.
[RFC5116]
McGrew, D., "An Interface and Algorithms for Authenticated Encryption", RFC 5116, DOI 10.17487/RFC5116, , <https://www.rfc-editor.org/rfc/rfc5116>.
[RFC8174]
Leiba, B., "Ambiguity of Uppercase vs Lowercase in RFC 2119 Key Words", BCP 14, RFC 8174, DOI 10.17487/RFC8174, , <https://www.rfc-editor.org/rfc/rfc8174>.
[RFC8452]
Gueron, S., Langley, A., and Y. Lindell, "AES-GCM-SIV: Nonce Misuse-Resistant Authenticated Encryption", RFC 8452, DOI 10.17487/RFC8452, , <https://www.rfc-editor.org/rfc/rfc8452>.
[Rijndael]
Joan Daemen and Vincent Rijmen, "AES Proposal: Rijndael", , <https://csrc.nist.gov/csrc/media/projects/cryptographic-standards-and-guidelines/documents/aes-development/rijndael-ammended.pdf>.

7.2. Informative References

[Ascon]
Meltem Sönmez Turan, Kerry A McKay, Donghoon Chang, Jinkeon Kang, and John Kelsey, "Ascon-Based Lightweight Cryptography Standards for Constrained Devices", NIST Special Publication 800-232 Initial Public Draft, , <https://nvlpubs.nist.gov/nistpubs/SpecialPublications/NIST.SP.800-232.ipd.pdf>.
[Bellare]
Bellare, M. and B. Tackmann, "The Multi-User Security of Authenticated Encryption: AES-GCM in TLS 1.3", , <https://eprint.iacr.org/2016/564.pdf>.
[Bernstein]
Daniel J Bernstein, "Stronger Security Bounds for Permutations", , <https://cr.yp.to/antiforgery/permutations-20050323.pdf>.
[BSI]
"Cryptographic Mechanisms Recommendations and Key Lengths", BSI Technical Guideline TR-02102-1, , <https://www.bsi.bund.de/SharedDocs/Downloads/EN/BSI/Publications/TechGuidelines/TG02102/BSI-TR-02102-1.html>.
[Collision]
Preuß Mattsson, J., "Collision Attacks on Galois/Counter Mode (GCM)", , <https://eprint.iacr.org/2021/236>.
[Comments38B]
NIST, "Public Comments on SP 800-38B", , <https://csrc.nist.gov/csrc/media/Projects/crypto-publication-review-project/documents/initial-comments/sp800-38b-initial-public-comments-2024.pdf>.
[Degabriele]
Degabriele, J., Gilcher, J., Govinden, J., and K. Paterson, "Universal Hash Designs for an Accordion Mode", , <https://csrc.nist.gov/csrc/media/Presentations/2024/universal-hash-designs-for-an-accordion-mode/images-media/sess-7-degabriele-acm-workshop-2024.pdf>.
[EIA3]
ETSI SAGE, "128-EEA3 and 128-EIA3 Specification", , <https://www.gsma.com/solutions-and-impact/technologies/security/wp-content/uploads/2019/05/EEA3_EIA3_specification_v1_8.pdf>.
[Ferguson]
Ferguson, N., "Authentication weaknesses in GCM", , <https://csrc.nist.gov/CSRC/media/Projects/Block-Cipher-Techniques/documents/BCM/Comments/CWC-GCM/Ferguson2.pdf>.
[GCM]
Dworkin, M., "Recommendation for Block Cipher Modes of Operation: Galois/Counter Mode (GCM) and GMAC", NIST Special Publication 800-38D, , <https://nvlpubs.nist.gov/nistpubs/Legacy/SP/nistspecialpublication800-38d.pdf>.
[GCM-Update]
McGrew, D. and J. Viega, "GCM Update", , <https://csrc.nist.gov/csrc/media/projects/block-cipher-techniques/documents/bcm/comments/cwc-gcm/gcm-update.pdf>.
[Gueron]
Gueron, S., "Constructions based on the AES Round and Polynomial Multiplication that are Efficient on Modern Processor Architectures", , <https://csrc.nist.gov/csrc/media/Presentations/2023/constructions-based-on-the-aes-round/images-media/sess-5-gueron-bcm-workshop-2023.pdf>.
[I-D.irtf-cfrg-aegis-aead]
Denis, F. and S. Lucas, "The AEGIS Family of Authenticated Encryption Algorithms", Work in Progress, Internet-Draft, draft-irtf-cfrg-aegis-aead-14, , <https://datatracker.ietf.org/doc/html/draft-irtf-cfrg-aegis-aead-14>.
[Inoue]
Akiko Inoue, Ashwin Jha, Bart Mennink, and Kazuhiko Minematsu, "Generic Security of GCM-SST", , <https://eprint.iacr.org/2024/1928.pdf>.
[Iwata]
Tetsu Iwata, Keisuke Ohashi, and Kazuhiko Minematsu, "Breaking and Repairing GCM Security Proofs", , <https://eprint.iacr.org/2012/438.pdf>.
[Lindell]
Lindell, Y., "Comment on AES-GCM-SST", , <https://mailarchive.ietf.org/arch/browse/cfrg/?gbt=1&index=cWpv0QgX2ltkWhtd3R9pEW7E1CA>.
[Mattsson]
Mattsson, J. and M. Westerlund, "Authentication Key Recovery on Galois/Counter Mode (GCM)", , <https://eprint.iacr.org/2015/477.pdf>.
[MoQ]
IETF, "Media Over QUIC", , <https://datatracker.ietf.org/wg/moq/about/>.
[Multiple]
David McGrew and Scott Fluhrer, "Multiple Forgery Attacks Against Message Authentication Codes", , <https://csrc.nist.gov/csrc/media/projects/block-cipher-techniques/documents/bcm/comments/cwc-gcm/multi-forge-01.pdf>.
[Nyberg]
Nyberg, K., Gilbert, H., and M. Robshaw, "Galois MAC with forgery probability close to ideal", , <https://csrc.nist.gov/CSRC/media/Projects/Block-Cipher-Techniques/documents/BCM/Comments/general-comments/papers/Nyberg_Gilbert_and_Robshaw.pdf>.
[Options]
NIST, "NIST Options in for Encryption Algorithms and Modes of Operation", , <https://csrc.nist.gov/csrc/media/Presentations/2024/options-for-encryption-algorithms-and-modes/images-media/sess-3-regenscheid-acm-workshop-2024.pdf>.
[Procter]
Gordon Procter, "A Security Analysis of the Composition of ChaCha20 and Poly1305", , <https://eprint.iacr.org/2014/613.pdf>.
[Revise]
NIST, "Announcement of Proposal to Revise SP 800-38D", , <https://csrc.nist.gov/news/2023/proposal-to-revise-sp-800-38d>.
[RFC3711]
Baugher, M., McGrew, D., Naslund, M., Carrara, E., and K. Norrman, "The Secure Real-time Transport Protocol (SRTP)", RFC 3711, DOI 10.17487/RFC3711, , <https://www.rfc-editor.org/rfc/rfc3711>.
[RFC4303]
Kent, S., "IP Encapsulating Security Payload (ESP)", RFC 4303, DOI 10.17487/RFC4303, , <https://www.rfc-editor.org/rfc/rfc4303>.
[RFC6479]
Zhang, X. and T. Tsou, "IPsec Anti-Replay Algorithm without Bit Shifting", RFC 6479, DOI 10.17487/RFC6479, , <https://www.rfc-editor.org/rfc/rfc6479>.
[RFC7539]
Nir, Y. and A. Langley, "ChaCha20 and Poly1305 for IETF Protocols", RFC 7539, DOI 10.17487/RFC7539, , <https://www.rfc-editor.org/rfc/rfc7539>.
[RFC8446]
Rescorla, E., "The Transport Layer Security (TLS) Protocol Version 1.3", RFC 8446, DOI 10.17487/RFC8446, , <https://www.rfc-editor.org/rfc/rfc8446>.
[RFC8613]
Selander, G., Mattsson, J., Palombini, F., and L. Seitz, "Object Security for Constrained RESTful Environments (OSCORE)", RFC 8613, DOI 10.17487/RFC8613, , <https://www.rfc-editor.org/rfc/rfc8613>.
[RFC9000]
Iyengar, J., Ed. and M. Thomson, Ed., "QUIC: A UDP-Based Multiplexed and Secure Transport", RFC 9000, DOI 10.17487/RFC9000, , <https://www.rfc-editor.org/rfc/rfc9000>.
[RFC9001]
Thomson, M., Ed. and S. Turner, Ed., "Using TLS to Secure QUIC", RFC 9001, DOI 10.17487/RFC9001, , <https://www.rfc-editor.org/rfc/rfc9001>.
[RFC9605]
Omara, E., Uberti, J., Murillo, S. G., Barnes, R., Ed., and Y. Fablet, "Secure Frame (SFrame): Lightweight Authenticated Encryption for Real-Time Media", RFC 9605, DOI 10.17487/RFC9605, , <https://www.rfc-editor.org/rfc/rfc9605>.
[Robust]
Fischlin, M., Günther, F., and C. Janson, "Robust Channels: Handling Unreliable Networks in the Record Layers of QUIC and DTLS 1.3", , <https://link.springer.com/article/10.1007/s00145-023-09489-9>.
[Rogaway]
Rogaway, P., "Evaluation of Some Blockcipher Modes of Operation", , <https://www.cryptrec.go.jp/exreport/cryptrec-ex-2012-2010r1.pdf>.
[SAGE23]
ETSI SAGE, "Specification of the 256-bit air interface algorithms", , <https://www.3gpp.org/ftp/TSG_SA/WG3_Security/TSGS3_110_Athens/docs/S3-230642.zip>.
[SAGE24]
ETSI SAGE, "Version 2.0 of 256-bit Confidentiality and Integrity Algorithms for the Air Interface", , <https://www.3gpp.org/ftp/tsg_sa/WG3_Security/TSGS3_117_Maastricht/docs/S3-243394.zip>.
[Sec5G]
3GPP TS 33 501, "Security architecture and procedures for 5G System", , <https://portal.3gpp.org/desktopmodules/Specifications/SpecificationDetails.aspx?specificationId=3169>.
[SMAC]
Wang, D., Maximov, A., Ekdahl, P., and T. Johansson, "A new stand-alone MAC construct called SMAC", , <https://eprint.iacr.org/2024/819>.
[SNOW]
Ekdahl, P., Johansson, T., Maximov, A., and J. Yang, "SNOW-Vi: an extreme performance variant of SNOW-V for lower grade CPUs", , <https://eprint.iacr.org/2021/236>.
[SST1]
Campagna, M., Maximov, A., and J. Preuß Mattsson, "Galois Counter Mode with Secure Short Tags (GCM-SST)", , <https://csrc.nist.gov/csrc/media/Events/2023/third-workshop-on-block-cipher-modes-of-operation/documents/accepted-papers/Galois%20Counter%20Mode%20with%20Secure%20Short%20Tags.pdf>.
[SST2]
Campagna, M., Maximov, A., and J. Preuß Mattsson, "Galois Counter Mode with Secure Short Tags (GCM-SST)", , <https://csrc.nist.gov/csrc/media/Presentations/2023/galois-counter-mode-with-secure-short-tags/images-media/sess-5-mattsson-bcm-workshop-2023.pdf>.
[UIA2]
ETSI SAGE, "UEA2 and UIA2 Specification", , <https://www.gsma.com/solutions-and-impact/technologies/security/wp-content/uploads/2019/05/uea2uia2d1v21.pdf>.
[WID23]
3GPP, "New WID on Milenage-256 algorithm", , <https://www.3gpp.org/ftp/tsg_sa/WG3_Security/TSGS3_113_Chicago/Docs/S3-235072.zip>.
[WID24]
3GPP, "New WID on Addition of 256-bit security Algorithms", , <https://www.3gpp.org/ftp/tsg_sa/TSG_SA/TSGS_103_Maastricht_2024-03/Docs/SP-240476.zip>.
[ZUC]
ZUC Design Team, "An Addendum to the ZUC-256 Stream Cipher", , <https://eprint.iacr.org/2021/1439>.

Appendix A. AES-GCM-SST Test Vectors

A.1. AES-GCM-SST Test #1 (128-bit key)

       KEY = { 00 01 02 03 04 05 06 07 08 09 0a 0b 0c 0d 0e 0f }
     NONCE = { 30 31 32 33 34 35 36 37 38 39 3a 3b }
         H = { 22 ce 92 da cb 50 77 4b ab 0d 18 29 3d 6e ae 7f }
         Q = { 03 13 63 96 74 be fa 86 4d fa fb 80 36 b7 a0 3c }
         M = { 9b 1d 49 ea 42 b0 0a ec b0 bc eb 8d d0 ef c2 b9 }

Case #1a

       AAD = { }
 PLAINTEXT = { }
encode-LEN = { 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 }
  full-TAG = { 9b 1d 49 ea 42 b0 0a ec b0 bc eb 8d d0 ef c2 b9 }
       TAG = { 9b 1d 49 ea }
CIPHERTEXT = { }

Case #1b

       AAD = { 40 41 42 43 44 }
 PLAINTEXT = { }
encode-LEN = { 00 00 00 00 00 00 00 00 28 00 00 00 00 00 00 00 }
  full-TAG = { 7f f3 cb a4 d5 f3 08 a5 70 4e 2f d5 f2 3a e8 f9 }
       TAG = { 7f f3 cb a4 }
CIPHERTEXT = { }

Case #1c

       AAD = { }
 PLAINTEXT = { 60 61 62 63 64 65 66 67 68 69 6a 6b }
encode-LEN = { 60 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 }
  full-TAG = { f8 de 17 85 fd 1a 90 d9 81 8f cb 7b 44 69 8a 8b }
       TAG = { f8 de 17 85 }
CIPHERTEXT = { 64 f0 5b ae 1e d2 40 3a 71 25 5e dd }

Case #1d

       AAD = { 40 41 42 43 44 45 46 47 48 49 4a 4b 4c 4d 4e 4f }
 PLAINTEXT = { 60 61 62 63 64 65 66 67 68 69 6a 6b 6c 6d 6e 6f
               70 71 72 73 74 75 76 77 78 79 7a 7b 7c 7d 7e }
encode-LEN = { f8 00 00 00 00 00 00 00 80 00 00 00 00 00 00 00 }
  full-TAG = { 93 43 56 14 0b 84 48 2c d0 14 c7 40 7e e9 cc b6 }
       TAG = { 93 43 56 14 }
CIPHERTEXT = { 64 f0 5b ae 1e d2 40 3a 71 25 5e dd 53 49 5c e1
               7d c0 cb c7 85 a7 a9 20 db 42 28 ff 63 32 10 }

Case #1e

       AAD = { 40 41 42 43 44 45 46 47 48 49 4a 4b 4c 4d 4e }
 PLAINTEXT = { 60 61 62 63 64 65 66 67 68 69 6a 6b 6c 6d 6e 6f
               70 }
encode-LEN = { 88 00 00 00 00 00 00 00 78 00 00 00 00 00 00 00 }
  full-TAG = { f8 50 b7 97 11 43 ab e9 31 5a d7 eb 3b 0a 16 81 }
       TAG = { f8 50 b7 97 }
CIPHERTEXT = { 64 f0 5b ae 1e d2 40 3a 71 25 5e dd 53 49 5c e1
               7d }

A.2. AES-GCM-SST Test #2 (128-bit key)

       KEY = { 29 23 be 84 e1 6c d6 ae 52 90 49 f1 f1 bb e9 eb }
     NONCE = { 9a 50 ee 40 78 36 fd 12 49 32 f6 9e }
       AAD = { 1f 03 5a 7d 09 38 25 1f 5d d4 cb fc 96 f5 45 3b
               13 0d }
 PLAINTEXT = { ad 4f 14 f2 44 40 66 d0 6b c4 30 b7 32 3b a1 22
               f6 22 91 9d }
         H = { 2d 6d 7f 1c 52 a7 a0 6b f2 bc bd 23 75 47 03 88 }
         Q = { 3b fd 00 96 25 84 2a 86 65 71 a4 66 e5 62 05 92 }
         M = { 9e 6c 98 3e e0 6c 1a ab c8 99 b7 8d 57 32 0a f5 }
encode-LEN = { a0 00 00 00 00 00 00 00 90 00 00 00 00 00 00 00 }
  full-TAG = { 45 03 bf b0 96 82 39 b3 67 e9 70 c3 83 c5 10 6f }
       TAG = { 45 03 bf b0 96 82 39 b3 }
CIPHERTEXT = { b8 65 d5 16 07 83 11 73 21 f5 6c b0 75 45 16 b3
               da 9d b8 09 }

A.3. AES-GCM-SST Test #3 (256-bit key)

       KEY = { 00 01 02 03 04 05 06 07 08 09 0a 0b 0c 0d 0e 0f
               10 11 12 13 14 15 16 17 18 19 1a 1b 1c 1d 1e 1f }
     NONCE = { 30 31 32 33 34 35 36 37 38 39 3a 3b }
         H = { 3b d9 9f 8d 38 f0 2e a1 80 96 a4 b0 b1 d9 3b 1b }
         Q = { af 7f 54 00 16 aa b8 bc 91 56 d9 d1 83 59 cc e5 }
         M = { b3 35 31 c0 e9 6f 4a 03 2a 33 8e ec 12 99 3e 68 }

Case #3a

       AAD = { }
 PLAINTEXT = { }
encode-LEN = { 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 }
  full-TAG = { b3 35 31 c0 e9 6f 4a 03 2a 33 8e ec 12 99 3e 68 }
       TAG = { b3 35 31 c0 e9 6f 4a 03 }
CIPHERTEXT = { }

Case #3b

       AAD = { 40 41 42 43 44 }
 PLAINTEXT = { }
encode-LEN = { 00 00 00 00 00 00 00 00 28 00 00 00 00 00 00 00 }
  full-TAG = { 63 ac ca 4d 20 9f b3 90 28 ff c3 17 04 01 67 61 }
       TAG = { 63 ac ca 4d 20 9f b3 90 }
CIPHERTEXT = { }

Case #3c

       AAD = { }
 PLAINTEXT = { 60 61 62 63 64 65 66 67 68 69 6a 6b }
encode-LEN = { 60 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 }
  full-TAG = { e1 de bf fd 5f 3a 85 e3 48 bd 6f cc 6e 62 10 90 }
       TAG = { e1 de bf fd 5f 3a 85 e3 }
CIPHERTEXT = { fc 46 2d 34 a7 5b 22 62 4f d7 3b 27 }

Case #3d

       AAD = { 40 41 42 43 44 45 46 47 48 49 4a 4b 4c 4d 4e 4f }
 PLAINTEXT = { 60 61 62 63 64 65 66 67 68 69 6a 6b 6c 6d 6e 6f
               70 71 72 73 74 75 76 77 78 79 7a 7b 7c 7d 7e }
encode-LEN = { f8 00 00 00 00 00 00 00 80 00 00 00 00 00 00 00 }
  full-TAG = { c3 5e d7 83 9f 21 f7 bb a5 a8 a2 8e 1f 49 ed 04 }
       TAG = { c3 5e d7 83 9f 21 f7 bb }
CIPHERTEXT = { fc 46 2d 34 a7 5b 22 62 4f d7 3b 27 84 de 10 51
               33 11 7e 17 58 b5 ed d0 d6 5d 68 32 06 bb ad }

Case #3e

       AAD = { 40 41 42 43 44 45 46 47 48 49 4a 4b 4c 4d 4e }
 PLAINTEXT = { 60 61 62 63 64 65 66 67 68 69 6a 6b 6c 6d 6e 6f
               70 }
encode-LEN = { 88 00 00 00 00 00 00 00 78 00 00 00 00 00 00 00 }
  full-TAG = { 49 7c 14 77 67 a5 3d 57 64 ce fd 03 26 fe e7 b5 }
       TAG = { 49 7c 14 77 67 a5 3d 57 }
CIPHERTEXT = { fc 46 2d 34 a7 5b 22 62 4f d7 3b 27 84 de 10 51
               33 }

A.4. AES-GCM-SST Test #4 (256-bit key)

       KEY = { 29 23 be 84 e1 6c d6 ae 52 90 49 f1 f1 bb e9 eb
               b3 a6 db 3c 87 0c 3e 99 24 5e 0d 1c 06 b7 b3 12 }
     NONCE = { 9a 50 ee 40 78 36 fd 12 49 32 f6 9e }
       AAD = { 1f 03 5a 7d 09 38 25 1f 5d d4 cb fc 96 f5 45 3b
               13 0d }
 PLAINTEXT = { ad 4f 14 f2 44 40 66 d0 6b c4 30 b7 32 3b a1 22
               f6 22 91 9d }
         H = { 13 53 4b f7 8a 91 38 fd f5 41 65 7f c2 39 55 23 }
         Q = { 32 69 75 a3 3a ff ae ac af a8 fb d1 bd 62 66 95 }
         M = { 59 48 44 80 b6 cd 59 06 69 27 5e 7d 81 4a d1 74 }
encode-LEN = { a0 00 00 00 00 00 00 00 90 00 00 00 00 00 00 00 }
  full-TAG = { c4 a1 ca 9a 38 c6 73 af bf 9c 73 49 bf 3c d5 4d }
       TAG = { c4 a1 ca 9a 38 c6 73 af bf 9c }
CIPHERTEXT = { b5 c2 a4 07 f3 3e 99 88 de c1 2f 10 64 7b 3d 4f
               eb 8f f7 cc }

Change Log

This section is to be removed before publishing as an RFC.

Changes from -10 to -11:

Changes from -09 to -10:

Changes from -07 to -09:

Changes from -06 to -07:

Changes from -04 to -06:

Changes from -03 to -04:

Changes from -02 to -03:

Changes from -01 to -02:

Changes from -00 to -01:

Acknowledgments

The authors thank Richard Barnes, Thomas Bellebaum, Scott Fluhrer, Eric Lagergren, Yehuda Lindell, and Erik Thormarker for their valuable comments and feedback. Some of the formatting and text were inspired by and borrowed from [I-D.irtf-cfrg-aegis-aead].

Authors' Addresses

Matthew Campagna
Amazon Web Services
Canada
Alexander Maximov
Ericsson
Sweden
John Preuß Mattsson
Ericsson
Sweden